Industry News

Finra: Who's watching the watchdog? Mark Schoeff Jr. and Bruce Kelly (9/2/2017)

 

Investors start to prep for market disruptions (8/21/2017)

 

Walton Edgemont Development Corporation and Certain Canadian Affiliates Granted CCAA Order to Pursue Restructuring Plan Walton Edgemont Development Corporation (4/29/17)

 

This Could Be The Year of Falling Rents   Ed Leefeldt (4/18/17)

 

FINRA Hearing Panel Expels Red River Securities, LLC and Bars CEO Brian Keith Hardwick for Fraud; Ordered to Pay $24.6 Million in Restitution to Investors FINRA (2/14/2017)

 

Group Seeks Clarification on Conservation Easement Guidance Randy Bampfield (3/22/2017)

 

Watch U.S. Oil Drilling Collapse- and Rise Again Tom Randall and Blacki Migliozzi (3/2/2017)

 

Doubts Arise as Investors Flock to Crowdfunded Start-Ups Nathaniel Popper- The New York Times (1/24/17)

 

An Unwelcome Gift From the IRS on Conservation Easements Ronald Levitt and David Wooldridge (1/9/2017)

 

2017 Annual Regulatory and Examination Priorities Letter FINRA (1/ 2017)

 

SEC Adopts Final Rules to Facilitate Intrastate and Regional Securities Offerings SEC (10/26/16)

Exchange Quarterly 2Q 2016 Mountain Dell Consulting, LLC (8/2016)

Texas Shale Oil Has Fought Saudi Arabia To A Standstill Ambrose Evans- Pritchard (7/31/2016)

 

OCIE’s 2016 Share Class Initiative Office of Compliance Inspections and Examinations (7/13/2016)

 

A Storm is Brewing in the Real-Estate Market, Pimco Warns Shawn Langlois (6/20/2016)

 

Cycle Forecast- Real Estate Market Cycles (First Quarter 2017 Estimates) Dividend Capital Research (5/2016)

 

AR Global Plan Blasted as “A Clear and Present Danger” The DI Wire (6/1/16)

 

Arsenault: another recession could hit in 2019 John Rebchook (4/2016)

 

U.S. Real Estate Economists Growing More Cautious William Maher (4/5/16)

 

Higher CMBS Defaults Expected in 2016 Elaine Misonzhnik (4/5/2016)

 

Latest CoStar Commercial Repeat-Sale Analysis: Commercial Property Prices Remain in Slowdown Pattern   Keosha Burns (3/30/2016)

 

Lenders Exercise More Caution on Multifamily Construction Loans Bendix Anderson (3/1/2016)

 

"Warning Light Flashes for the Commercial Property Boom: Bonds backed by commercial real-estate loans have weakened significantly since start of the year" Serena Ng (2/16/16)

 

United States: EB-5 Due Diligence Matters: Industry At Point Of Inflection Regarding Securities Compliance" Douglas Hauer of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.(11/4/15)

 

Citizen.VC No Action Letter: Clarity and Guidance for Conducting a Private Placement Online Daniel I. DeWolf and Samuel Effron- Mintz Levin Cohn Ferris Glovsky and Popeo PC   (08.10.2015)

 

"Bosque Canyon Ranch, L.P., BC Ranch, Inc., Tax Matters Partner v. Commissioner of Internal Revenue" Docket Nos. 1067-09, 25946-11. Filed July 14, 2015

 

"Massachusetts' Galvin to investigate alternative fund sales by advisers" Trevor Hunnicutt InvestmentNews (7/15/15)

 

"BlackRock Warns of Stock-bond Correlation, Suggests Illiquid Real Estate" Trevor Hunnicutt- InvestmentNews (7/13/15)

 

"Metrostudy Oil and the Texas Markets" Metrostudy (12/2/14)

 

"American Realty Capital Properties, Inc. REIT 8-K"

 

"ARCP Investor Call Replay"(Wed. 8/29/14)

 

"Welcome to the Everything Boom, orMaybe the Everything Bubble" NYTimes -The Upshot (7/7/2014)

 

"FINRA Board Approves Amendment to Supervision Rule Requiring Firms to Conduct Background Checks on Registration Applicants" FINRA News Release (04/24/14)

 

"United States: Securities And Exchange Commission Creates New Private Fund Unit Dedicated To Examination Of Private Equity And Hedge Funds" Mondaq (04/10/2014)

 

Economic Trends (Blogspot)

 

"Top 2014 Regulatory Priorities for B-Ds" OnWallStreet (2/10/14)

 

Colliers | Nebraska - Commerical Real Estate in Omaha

 

"What do advisers look for in alternative investments?" Investment News (11/14/13)

 

"FINRA Warns of Risks of Volatile Interest Rates" Financial Planning (11/12/2013)

 

"The Case For Investing in Non-Traded REITs" Wealthmanagement.com (11/8/2013)

 

"Top Investor Threats" North American Securities Administrators Association (2013)

 

"How General Solicitation Will Change Private Equity And Venture Capital Forever" Forbes (9/23/ 2013)

 

"How Omaha is emerging as the RIA business' center of gravity" RIA Biz (July 2013)